COMMUNITY POLICING AND CRIME PREVENTION IN EMGWEN SUB-COUNTY, KENYA KIBIRA NELSON AVOGA A RESEARCH PROJECT SUBMITTED FOR THE PARTIAL FULFILLMENT OF THE REQUIREMENTS FOR THE AWARD OF MASTERS OF ARTS IN PUBLIC ADMINISTRATION AND MANAGEMENT DEGREE OF MOUNT KENYA UNIVERSITY NOVEMBER 2024 ii DECLARATION AND APPROVAL DECLARATION BY STUDENT This research project report is my original work and has not been presented for an award in any other University. Signed ……………………………………………. Date ………………………………………. KIBIRA NELSON AVOGA MPAM/2017/72139 SUPERVISOR’S APPROVAL I sign confirm that this research work presented was carried out by the student under my guidance and supervision. DR ISAAC ABUGA MOUNT KENYA UNIVERSITY iii DEDICATION This academic piece is dedicated to my late Dad, Avoga David Kibira for laying a strong academic foundation upon which I have walked this journey iv ACKNOWLEDGEMENT I greatly thank God for the good health, sound mind, wisdom, care and courage he granted me, that has made it possible for me to achieve this research project. I sincerely appreciate the whole support and ready-tireless guidance offered to me by my supervisor Dr Isaac Abuga during my research project writing. Am very grateful to my mum Kegehi Alice wa Mugaji for her unwavering support, love and care, my siblings Mary, Fred, Jackline, Maurice, Victor, Everlyne and Binzany for being there to keep me going. Special thanks to my daughter, Joy Venus Kavugwi, for allowing me to be far from her as I undertook this task. Special thanks to my best role models Shigali and Shikali for the overwhelming encouragement they gave me. v ABSTRACT This study focused on community policing as an initiative towards crime prevention in Emgwen Sub-County in Nandi County, Kenya. It was based on the objectives: the effectiveness of community partnership with police and crime prevention in Emgwen Sub County; the perception and attitudes of local people and police officers towards crime prevention; and the effectiveness of capacity building of the members of the community towards crime prevention in Emgwen Sub County. The study used the Broken Windows Theory and the Collective Efficacy Theory as part of theoretical review. The study established why there is still continued crime rates in Emgwen Sub County yet there are policing measures in place. This research used descriptive research design to study the dimensions of CP towards crime prevention. This study used quantitative and qualitative research methodologies. Primary data was gathered using structured questionnaires while existing journals were the main source of written information. The target population was the assistant commissioner, the 3 OCSs, 86 police officers, the 4 chiefs, the 12 assistant chiefs, 45 village elders, 92 nyumba kumi agents and 1 367 adults selected randomly from the nyumba kumi clusters. A sample size of 320 was selected. The assistant commissioner, the Officers in Charge of Police Station, the chiefs and the assistant chiefs formed a sub-sample of key respondents. A pilot study of the research instruments was conducted to check the validity and reliability of the research instrument to be used in the study (Ronald, 2017). The pilot used 5% of the sample size for piloting the study instruments. Lawshe’s formula was used to determine the content validity. Cronbach's Rule of Thumb was used to establish the reliability of the questionnaires by piloting 16 respondents. Data was collected from the key respondents by use of interviewing while questionnaires were administered to the police officers, villager elders, Nyumba Kumi agents and the selected adult residents as the general respondents. The respondents were sampled from all the villages, wards, police stations and nyumba kumi clusters in Emgwen Sub County. Calculation of data into percentages, mean and standard deviations have been used to provide summary and analysis of the data. The quantitative data was analysed by a computer software - Statistical Package for Social Science. The Pearson Correlation analysis was used to check the level of effectiveness of community participation in preventing crimes. The analysed data was presented using frequency tables, line and bar graphs and charts. The qualitative data has been summarized into written notes. The research established that a mutual relationship between the police and the locals, a good perception and attitude towards community policing and capacity building helped to prevent and reduce crimes in Emgwen. This research recommends the government to implement the existing community policing measures, conduct more public awareness campaigns on community policing and enhance capacity building towards all the stakeholders. This research recommends further studies on the state and implementation of capacity building and why there are more crime cases in Emgwen Sub County and other marginalized areas. vi TABLE OF CONTENTS DECLARATION AND APPROVAL ................................................................................................. ii DEDICATION .................................................................................................................................... iii ACKNOWLEDGEMENT .................................................................................................................. iv ABSTRACT ......................................................................................................................................... v TABLE OF CONTENTS .................................................................................................................... vi LIST OF TABLES .............................................................................................................................. ix LIST OF FIGURES ............................................................................................................................. x ABBREVIATIONS/ACRONYMS ..................................................................................................... xi CHAPTER ONE .................................................................................................................................. 1 INTRODUCTION ............................................................................................................................... 1 1.1 Background of the Study ................................................................................................................... 1 1.1.1 Community Policing .................................................................................................................. 1 1.1.2 Crime Prevention ....................................................................................................................... 2 1.1.3 Community Policing and Crime Prevention .............................................................................. 2 1.1.4 Crime Prevention ....................................................................................................................... 3 1.2 Statement of the Problem .................................................................................................................. 8 1.3 Purpose of Study .............................................................................................................................. 10 1.4 Objectives of the Study.................................................................................................................... 10 1.5 Research Questions ......................................................................................................................... 11 1.6 Justification of the Study ................................................................................................................. 11 1.7 Significance of the Study ................................................................................................................. 13 1.8 Scope of the Study ........................................................................................................................... 14 1.9 Limitations of the Study .................................................................................................................. 14 1.10 Delimitations of the Study ............................................................................................................... 15 1.11 Assumptions of the Study ................................................................................................................ 15 1.12 Operational Definition of Key Terms .............................................................................................. 16 CHAPTER TWO ............................................................................................................................... 18 LITERATURE REVIEW .................................................................................................................. 18 2.1. Introduction .......................................................................................................................................... 18 2.2. Empirical Literature .............................................................................................................................. 18 1.1.5 Effectiveness of Community Partnership with Police ............................................................. 18 1.1.6 Perception and Attitude of the Local Residents and Police Officers ....................................... 20 1.1.7 Effectiveness of Community Capacity Building. .................................................................... 22 2.3. The Theoretical Review of the Study ................................................................................................... 24 2.3.1 The Broken Windows Theory ................................................................................................. 24 2.3.2 Theory of Collective Efficacy ................................................................................................. 26 2.4. The Conceptual framework .................................................................................................................. 28 vii 2.5. Research Gaps ...................................................................................................................................... 29 CHAPTER THREE............................................................................................................................ 31 RESEARCH DESIGN AND METHODOLOGY ............................................................................. 31 3.1. Introduction ..................................................................................................................................... 31 3.2. Research Methodology .................................................................................................................... 31 3.3. Research Design .............................................................................................................................. 31 3.4. Study Area ....................................................................................................................................... 31 3.5. Target Population ............................................................................................................................ 32 3.6. Sample Size and Sampling Technique ............................................................................................ 33 3.7. Data Collection Instruments ............................................................................................................ 34 3.8. Pilot of the Research Instruments .................................................................................................... 35 3.8.1 The Validity of Research Instrument .............................................................................................. 35 3.8.2 The Reliability of Research Instrument .......................................................................................... 36 3.9. Data Collection Procedures ............................................................................................................. 37 3.10. Data Analysis Methods ................................................................................................................ 37 3.11. Data Presentation ......................................................................................................................... 38 3.12. Ethical Issues ............................................................................................................................... 38 CHAPTER FOUR .............................................................................................................................. 40 RESEARCH DATA ANALYSIS, INTERPRETATION AND PRESENTATION ......................... 40 4.1 Introduction ..................................................................................................................................... 40 4.2 Response Rate ................................................................................................................................. 40 4.3 Demographic Characteristics of the Respondents ........................................................................... 40 4.3.1 Gender Distribution of the Respondents.................................................................................. 40 4.3.2 Age Distribution of the Respondents ....................................................................................... 42 4.3.3 Marital Status Distribution of the Respondents ....................................................................... 43 4.3.4 Distribution of the Respondents by their Level of Education ................................................. 44 4.3.5 Employment Distribution of the Respondents ......................................................................... 45 4.3.6 Distribution of the Respondents According to Length of stay in Emgwen ............................. 46 4.3.7 Residents Awareness on Community Policing Initiative ........................................................ 47 4.4 Validity and Reliability of Research Instruments ............................................................................ 48 4.4.1 The Validity of Research Instrument ....................................................................................... 49 4.4.2 The Reliability of Research Instrument ................................................................................... 49 4.5 Effectiveness of Community Partnership with Police ..................................................................... 50 4.5.1 Contribution of Community-Police Relationship .................................................................... 50 4.5.2 Effectiveness of Police Patrols in Preventing Crimes ............................................................. 51 4.5.3 Rating of how the police relate with Residents of Emgwen Sub County ................................ 52 4.5.4 Reporting to the police of suspicious persons or activities ...................................................... 53 4.5.5 Consultation by the police on matters of security ................................................................... 54 4.5.6 Aspects of Community Partnership with Police ...................................................................... 55 viii 4.6 Perception and Attitudes of Locals and Police ................................................................................ 56 4.6.1 Improved Security and Reduced Level of Crime .................................................................... 56 4.6.2 Effect of the Attitudes of the Locals and the police ................................................................ 57 4.6.3 Developing and maintaining trust between police and community ......................................... 59 4.6.4 Aspects of Perceptions and Attitudes of Emgwen Residents and Police Officers .................. 60 4.7 Effectiveness of Community Capacity building .............................................................................. 61 4.7.1 Forms of Capacity Building .................................................................................................... 62 4.7.2 Level of Community Capacity Building.................................................................................. 63 4.7.3 Role of Community Capacity Building on Preventing and reducing Crimes .......................... 64 4.7.4 Practices of Community Capacity Building ............................................................................ 65 4.7.5 Police involvement in Strategic Planning. ............................................................................... 66 4.7.6 Civic Education Programmes .................................................................................................. 67 4.8 Discussion of Research Results ....................................................................................................... 68 4.8.1 Effectiveness of community partnership with police .............................................................. 68 4.8.2 Perception and Attitudes of the Local Residents and Police ................................................... 70 4.8.3 Effectiveness of community capacity building in crime prevention ....................................... 71 4.9 Normality Test ................................................................................................................................. 73 4.10 Pearson’s Correlation and Regression Analysis .............................................................................. 73 4.10.1 Pearson's correlation coefficient .............................................................................................. 75 CHAPTER FIVE................................................................................................................................ 77 RESEARCH SUMMARY, CONCLUSIONS AND RECOMMENDATIONS ................................ 77 5.1. Introduction ..................................................................................................................................... 77 5.2. Summary of the Research findings .................................................................................................. 77 5.3. Conclusions ..................................................................................................................................... 79 5.4. Recommendations for practice ........................................................................................................ 80 5.5. Recommendations for further researches ........................................................................................ 81 REFERENCES................................................................................................................................... 82 APPENDICES ................................................................................................................................... 89 Appendix I: The Letter of Introduction ....................................................................................................... 89 Appendix II: ERC certificate ....................................................................................................................... 90 Appendix III: Consent Form........................................................................................................................ 91 Appendix IV: Questionnaire ........................................................................................................................ 94 Appendix V: Interview Guide ..................................................................................................................... 98 Appendix VI: Turnitin Report ................................................................................................................... 100 Appendix VII: Map of Study Area ............................................................................................................ 102 Appendix VIII: NACOSTI Permit ............................................................................................................ 103 Appendix IX: Crime Analysis per County in 2021 ................................................................................... 104 ix LIST OF TABLES Table 1: Emgwen Sub County Population ......................................................................................... 32 Table 2: Target Population ................................................................................................................. 33 Table 3: Sampling Frame ................................................................................................................... 34 Table 4: Cronbach's Alpha Likert Scale ............................................................................................ 36 Table 5: Gender Distribution of the Respondents .............................................................................. 41 Table 6: Age Distribution of the Respondents ................................................................................... 42 Table 7: Marital Status Distribution of the Respondents ................................................................... 43 Table 8: Education Level of the Respondents ................................................................................... 44 Table 9: Employment Distribution of the Respondents ..................................................................... 45 Table 10: Length of Stay of the Respondents in Emgwen Sub County ............................................. 46 Table 11: Awareness Period of Nyumba Kumi of the Respondents.................................................. 48 Table 12: Agreement Level of Residents on Community-Police Relationships on Community Policing .............................................................................................................................................. 50 Table 13: Effectiveness of police patrols in preventing crimes ......................................................... 51 Table 14: Rating of how the police relate with Residents in preventing crimes ............................... 52 Table 15: Reporting of suspicious persons or activities to the police ................................................ 53 Table 16: The Urgency of Reporting of suspicious persons or activities to the police ..................... 53 Table 17: Consultation by the police on matters of security.............................................................. 54 Table 18: Aspects of Community Partnership with Police ................................................................ 55 Table 19: Agreement Level on Improved Security and Reduced Level of Crime ............................ 57 Table 20: Agreement Level on the effect of Attitudes of the Locals and the Police on implementation of Community Policing. ........................................................................................... 58 Table 21: Level of Agreement on whether developing and maintaining trust between the police and members of the community enhance the success of Nyumba Kumi Initiative .................................. 59 Table 22: Aspects of Perception and Attitudes of the residents on Nyumba Kumi Initiative ........... 60 Table 23: Level of Community Capacity Building ............................................................................ 63 Table 24: Practices of Community Capacity Building ...................................................................... 65 Table 25: Level of Police Involvement in Strategic Planning ........................................................... 66 Table 26: Community partnership with the police verse reduced crime rates ................................... 74 x LIST OF FIGURES Figure 1: Conceptual Framework ...................................................................................................... 28 Figure 2: Length of Stay in Emgwen Sub County ............................................................................. 47 Figure 3: Response on Forms of Capacity Building .......................................................................... 62 Figure 4: Role of Community Capacity Building .............................................................................. 64 Figure 5: Response on existence of Civic Education Programmes ................................................... 67 Figure 6: Scatter Plot.......................................................................................................................... 75 Figure 7: Degree of Correlation Relationship .................................................................................... 76 xi ABBREVIATIONS/ACRONYMS CCB – Community capacity building CLOs –Community Liaison Officers CP – Community Policing GoK – Government of Kenya. NKI –Nyumba Kumi Initiative NCRC – National Crime Research Centre NPS - National Police Service OCS – Officer in Charge of Police Station S.D –Standard deviation UNODC – United Nations Office on Drugs and Crime 1 CHAPTER ONE INTRODUCTION 1.1 Background of the Study Emgwen Sub County is part of the former Nandi Central District Division which was in Nandi District currently Nandi County in Kenya. The sub county is headed by an assistant county commissioner. It has four locations namely: Kapkangani, Kilibwoni, Chepkumia and Kapsabet. There are also chiefs, assistant chiefs, village elders and nyumba kumi agents who help the police officers in maintaining order, peace and safety of the community. Despite this, the area continue to suffer from criminal activities which prompted a critical research in the area to identify the effectiveness of community policing in the area. 1.1.1 Community Policing Community policing is to a philosophy that enhances community and government strategies and techniques that promote organised use of partnership between the community and law enforcement agencies to proactively solve problems related to safety of the community by detecting and suppressing crimes (Anicient, 2014). Community policing calls for involvement of all the community members in a given region to help the police and other law enforcement agents to reduce and prevent crimes from happening. Community policing dwells much on crimes and social disorders experienced in the society by use of police services with the partnership and engagements of the community members in the prevention and reduction of crimes and offer problem-solving skills. Community policing demands that the police and citizens join hands together with the aim of identifying, detecting and effectively addressing security issues (Mwachidudu & Likaka, 2014). Community policing is a general concept that describe the various measures, techniques and programs that involve community members in maintaining their safety and ensuring the environment is secure from crimes (Rowe, 2014). According to Nyanya (2017), community 2 policing is an approach that advances the shared responsibility between the police and the community in ensuring their environments are safe and secure from crimes and intended criminal activities. 1.1.2 Crime Prevention According to UNODC (2010) crime prevention includes all the measures put in place to detect and reduce occurrence of crimes and harm on members of the community by suppressing their sources. Crime prevention is an important component of the current government strategies on planning for public security and safety. It is the mandate of all the governments of the day to create a safe environment and maintain order as measures of controlling and preventing crime. As per our old saying, “Prevention of occurrence of an illness is better and easier than treating and curing the diseases and its effects. This old wisdom has been taken into consideration by most governments in the world in matters of criminal activities. Crimes and violence affecting the wellbeing of a community, an individual, a country’s economy and developments. Criminal activities to be deterred are homicides, rape cases, abuses, suicides, robberies and civil unrests (Tracey, 2002). According to Sutton, et al. (2021), Crime prevention is an important tool of maintaining security and safety of communities that involves the techniques, strategies and initiatives that aim at addressing the existing causes of crime and establishing prevention efforts creating environments that are not conducive for criminal behavior hence reducing the occurrence of criminal activities. 1.1.3 Community Policing and Crime Prevention Community policy was focused on ensuring that members of a community take part in formulation of initiatives, measures and policies that would prevent and reduce crime. There exists various policies in the world that deal with crimes and insecurities. According to Patterson (2007), community policing is traced back when community constables were introduced by Sir Robert Peel in the newly created Metropolitan London Police District in the early 19th century. Sir Robert Peel 3 idea of “the police are the public and the public are the police” came into utilisation during this period. This statement therefore calls for the community members to be involved in providing solutions to the problems of crime and disorders affecting them and the community (Fridell & Wycoff, 2004). Community policing facilitates partnership between the police and the local residents so that a trust is built to easily seek security assistance from law enforcers. CP operates on the principle that criminals and their accomplices live in the same communities within which they commit the crimes. These crime perpetrators are known to the community and therefore the community can play a very magnificent role of manning them and hence reduced crime rates (Mwachidudu & Likaka, 2014). According to Mwaniki & Maroko (2020), the main role of community policing is keenly observe and identify the nature of community problems which affect the safety and security of the neighborhoods and offer the necessary solution. 1.1.4 Crime Prevention Between 16th and 18th centuries, Britain experienced a significant rise in population of the rich and the poor due to industrialization process. This triggered new challenges to the existing disorders such as growth and development of crimes. This made the English elites to be concerned about being victimized by criminal activities of the unemployed poor people who were in the London streets. This brought about the doubts on the capabilities of the British police to deal with the new effects of urbanization. This, therefore, implied that there was the need for changing role of the London Metropolitan Police from being crime fighter to a public order maintaining agency. Robert Peel was therefore appointed as the head of London Metropolitan Police by the British Parliament because its commission had failed to provide solutions to crimes. Sir Robert articulated for a fulltime professional paid police force that was to solve that London’s crime problem which was finally enacted by the parliament. This law led to the first full-time police officers who were sworn 4 in and paid being in order prevent crime and ensure order is maintained in London streets. Sir Robert emphasized that poor policing style was the major cause of social crimes. Though there existed police officers in London, there continued emergence of crimes in the area. The same case exists in Emgwen Sub County. He established nine principles that helped to improve community policing hence crime prevention and reduction (Peak & Glensor, 2004:2). Sir Robert recommended the use of the community partnership with the police in maintenance of order and preventing disorder in the community. This is the main principle in today’s community policing philosophy (Keith, 2002, p. 111). There is, therefore, the need to examine the effectiveness of the partnership between the residents of Emgwen and the police in combating crimes. For many years in 19th century, Nigeria had been under military rule but it returned to democratic rule in 1999. The democratic periods in Nigeria was faced with increased crimes and fear of insecurities (Dambazau, 2007). Many stakeholders in security sector believed that the traditional policing could hardly manage the new trends of organized and professional crimes and disorder. This prompted the Security and Justice System of Nigeria to engage in efforts that would promote partnership between the public and the police for the purposes of reducing crimes and fear experienced in Nigeria. Nigeria Police Force (2010) affirms that a major reforms in the Nigerian police was the implementation of the strategies of the CP. The strategy called for the adoption of partnership between the police and the citizens in 2003 to identify and effectively address crime. Emgwen Sub County, though smaller than Nigeria, experiences the same organized crimes yet there exists community partnership with the police in preventing crimes. There was a strong urge by the researcher to check how effective the community partnership with the police is in Emgwen Sub County (Dickson, 2007). Community policing adopted in early 1990’s in South Africa had the aim of democratizing the police service and make it legitimate. Some years later, the police service was democratized and legitimized leading to improved service delivery and monitoring of crime issues which built a 5 strong mutual trust amongst the police and the local community members. With this, the police aimed at protecting the citizens of South Africa against crimes in goodwill without political discrimination, racial, gender and ethnical favorism. The police became accountable to the community and therefore had to act in full respect and professionalism in order to get approval from the public. This, therefore, brought about community partnership in the fight against controlling and preventing crime efficiently and effectively (Muchira, J. M. 2016). This brought about community partnership with the police as a measure of fighting crimes in South Africa. Kenya has embraced this partnership idea in its community policing measures. However, though it is practiced in Emgwen Sub County, there exist continued criminal activities in the area which prompted the researcher to determine its effectiveness in preventing and reducing crimes (NPS: Crime Situation Report, 2018). Though Ethiopia fully achieved national community policing in 2005 as a policy, its development started quite a number of years ago (Lisa D, & Kassaye D, 2013). The Ethiopian Federal Police started trainings in community policing in Addis Ababa in 2004 through the use of invited British trainers. Thereafter, some selected senior police officers attended further training in Europe. When these trained officers came back they also trained the others on the community policing approaches and strategies. Later in 2010, community policing training was officially included in the training at Amhara Regional Police consultation with a Canadian police officer. (Mulugeta E, & Mekuriaw D, 2017). In Kenya, the local administration personnel are trained and equipped with the necessary skills to fight crimes but there still exist crimes in Emgwen Sub County (NPS: Crime Situation Report, 2018). This engineered the researcher to conduct an investigation into the effectiveness of capacity building of the community in preventing crimes in Emgwen Sub County. According to Muchira (2016), Tanzania successfully adopted and implemented village level system of security called `Nyumba Kumi`. This model has helped to reduce criminal conducts in Tanzanian. The main aim of Nyumba Kumi in Tanzania was to prevent crime acts. According to 6 Muchira (20216), the citizens were to share with the police the data about each other. Although the police are still the law enforcers, Nyumba Kumi ensured existence of a joint police-society relationship. Tanzania adopted the Sekaran and Bougie (2011) principle that “police alone cannot take care of the existing crimes.” This model ensured that the police officers and the immigration officers in a given locality knew those who were staying in hotels around, those who were renting and living in the houses around, those who owned the available properties, and those who were moving in and out of the villages in the whole of Tanzania. Immigrants into Tanzania were not supposed to rent and stay in houses, hotels or arrive in any village without the report reaching the police and immigration officers within 24 hours. The police kept the trace and record of such people. The police in Tanzania become knowledgeable of the happenings in their area of jurisdiction for proper community policing. With the success of community policing in Tanzania, the Kenyan Government adopted the same to at least help prevent and reduce crimes in Kenya (Kenyatta Uhuru, 2013). Emgwen, despite the police and security agencies embracing community partnership, there is still crime thriving in the area. This, therefore, necessitated the need to conduct a research on the effectiveness of community partnership with the law agencies and the efficiency of community capacity building in fighting and preventing crimes in Emgwen Sub County. Zwane (2004) states that Uganda introduced Community Policing in 1989 with the Community Liaison Officers being the special officers in charge. The CP initiative is managed through organization of public seminars with the aim of educating the local citizens about the role of the police in curbing crimes and how to conduct the neighbourhood vigilance programmes. These form part of the CCB in Kenya especially in Emgwen. The CLO officers have promoted CP through establishment of strong communication link between the Ugandan police and members of the communities. There exist established strong community-police communication linkages through the nyumba kumi agents in Emgwen yet criminal activities are reported by the police (NPS; 2023). This 7 research sought to establish the effectiveness of the community capacity building and community partnership with the police in Emgwen since there are still existence of crimes in the area. The eruption of post-election conflicts and violence in Kenya between 2007 and 2008 called for reforms in the National Police Service so that there would be a better relationship and cooperation between the Kenyan police and Kenyan communities. There was an establishment of a National Task Force whose mandate was mainly to investigate the post-election violence. The taskforce recommended that security agencies should embrace CP strategy to reduce and prevent crimes occurrences. This was enshrined in the New 2010 Kenyan Constitution. Kenyans were therefore empowered as agents of maintaining peace and managing security when the new constitution was promulgated in August 2010. Currently, Kenya is practicing community policing under the Nyumba Kumi Security Initiative. This initiative has been thought to be the main solution for the prevailing crimes and disorders because in makes the local citizens to interact freely and share information of any criminal activities about and among themselves. The initiative encourages the citizens to monitor crime threats and security issues in their surrounding neighborhoods and communicate the security information to the police. The NKI has its main focus on maintenance of order so as to achieve safety, prosperity and sustainability of the neighborhoods and not leaving the police as the only security agents. Community policing Initiative in Kenya, painted as ‘Nyumba Kumi’ was put in place in 2013 by His Excellency President Uhuru Muigai Kenyatta under a presidential order when he took office. He stated, "No matter how much we do, there will never be one policeman for everyone and unless we work together with the security forces, the responsibility lies on me and you." The Nyumba Kumi Community policing initiative was also called for when Kenya was faced by the terror attack at the Westgate. Nyumba Kumi Initiative strategy based at the household levels was aimed at fighting and preventing major crimes, arresting major criminal gangs and improving peace in Kenyan villages (Wamaitha et al., 2019). Nyumba kumi initiative is being practiced in Emgwen since its part of 8 Kenya. We have the nyumba kumi agents who have a direct link to the police. They are mandated to communicate to the police any security threat or any matter that require security attention. But, with all these in place, Emgwen still faces crime threats and criminals activities. Muchangi (2016) claims that very little efforts have been put in place regarding the CP strategies being used to ensure improve security in Kenya. The researcher emphasizes that NKI awareness is needed for its effective implementation yet the Kenyan citizens, the security agencies and the police do not have the willingness of understanding the working of the NKI model which hinders the effective implementation of Nyumba Kumi strategy to prevent crime in Kenya. With these in place, the researcher, therefore, sought to highlight effective implementation of the Nyumba Kumi initiative and crime prevention within Kenyan communities through a case study of Emgwen Sub County by narrowing down to community partnership with the police, perception and attitudes towards community policing and capacity building of the community. 1.2 Statement of the Problem The world security environment experiences new and advanced security challenges which require new and advanced approaches, policies and strategies in handling them. The current world has taken a dynamic humanity with development of new and sophisticated crime types and trends (Ellison, 2012). These crimes types and their patterns have surpassed the traditional centralized law and order enforcement agencies. Many Commonwealth nations, including Kenya, have embraced CP as a security technique of dealing with crimes and disorders (Minnaar and Ngoveni, 2014). However, despite this fact, Kenyan counties continue to experience crimes. According to Thenga & Justice (2018), the world has had rapid developments in the relationship between the police and the citizens over the last few years. This has led to scholars developing interest in studying and examining security issues. The advanced relationship, coordination and cooperation between the police and citizens has led to Community Policing being considered both 9 as a security management measure and as a practice. The development of CP has majorly been developed by the urge to keep the local citizens safe as well as the need for the police to cooperate and coordinate with the citizens in order to achieve the success of crime reduction. Many researches have failed to properly and in details describe the implementation of NKI as a successful community policing tool thereby leaving a gap for more researches to be done on its implementation with the aim of reducing and preventing crime (Telep & Weisburd, 2012). Gill et al (2014) confirms that from the many researches that have been done, CP is the main pillar of building trust between the police and the local citizen for purposes of ensuring a safe community. According to Wanjohi (2014), in his study in Machakos County on the influence of community policing on crime reduction in Kenya, he confirms the existence of a strong positive partnership, participation and cooperation between the members of the community and the police towards implementation of community policing. However, his research did not focus on the effectiveness of the partnership in crime reduction and prevention. This study therefore focused on the effectiveness of community partnership with the police towards crime prevention. According to a research done in Nairobi by Kimilu (2003), the research brought out that most residents and the police of Nairobi County did not understand very well the concept of community policing. However, the researcher did not highlight the attitudes and perception of the residents and the police towards community policing initiatives. Nairobi and Emgwen, being part of Kenya, experience the same challenges and issues in terms of community policing. This, therefore, calls for the keen and in-depth analysis of the perception and attitudes of the local residents and the police towards Nyumba Kumi initiative and crime prevention in Emgwen Sub County. From the research done in Kibera in Nairobi by Kiprono (2007), he did point out that the residents did not clearly understand their role in managing crimes through community policing due to poor implementation programmes, principles and practices. He alluded that there was little civic 10 education and laxity by the government to provide resources to help reduce and prevent crimes. Kiprono concluded that inadequacy in empowering the public and the existing mistrust between the police and the public hinders the effective sharing of information by the residents to the police. However his research did not point out how effective capacity building of the community would help in implementation of community policing. These discoveries influenced the researcher to look keenly on the effectiveness of the community capacity building in prevention and reduction of crime through a case study in Emgwen Sub County. The research done by Lwanga (2023) in Lurambi Sub County revealed that enough awareness about community policing had been done but recommends further studies and investigations on the effectiveness of the capacity building of the police and community members for purposes of crime reduction and prevention. Lwanga’s recommendation prompted for this research to be done in Emgwen Sub County in order to analyse the effectiveness of CCB in reducing and preventing crimes. 1.3 Purpose of Study The study aims at investigating the community policing initiative and crime prevention in Emgwen Sub-County in Nandi County in Kenya. 1.4 Objectives of the Study (i) To determine the effectiveness of community partnership with police on crime prevention in Emgwen Sub County. (ii) To establish the perception and attitudes of the local residents and the police towards Nyumba Kumi Initiative and Crime Prevention in Emgwen Sub County. (iii) To find out the effectiveness of community capacity building in crime prevention in Emgwen Sub County. 11 1.5 Research Questions (i) To what extend is community partnership with the police effective in prevention of crime in Emgwen Sub County wards? (ii) How do the police service and the local citizens perceive the Nyumba Kumi Initiative towards prevention of crime in Emgwen Sub County? (iii) How effective is capacity building of the community in preventing crime in Emgwen Sub-county? 1.6 Justification of the Study Community policing is a measure aimed at preventing and reducing crimes in the society by creating a more orderly environment, free from crime and deviance from proper norms. Though CP is being practiced in Emgwen Sub County, there still exists a lot of insecurity threats such as theft of property, robberies and violence (NCRC, 2021). Most populated areas of Kapsabet Town and Nandi Hills are the mostly affected regions in terms of crimes. With this happening, there exist a need for a robust discussion and strategies to curb it. Therefore, the purpose of this study research project is to analyse how effective the community partnership with the police programs and strategies are managing security issues and crimes in Emgwen Sub County. Since community policing mainly focuses on how best community can participate in crime prevention with partnership with the police, having the right perception and attitudes and capacity building of the community (Sherman and Eck, 2002), this research project tried to examine the perceptions and attitudes of the locals towards their participation in handling security concerns and how they can help and partner with the police in maintaining order in the society. The findings of this study will help the police and security agents understand the expectations, feelings, attitudes 12 and the perceptions of the local people thus make informed decisions concerning community policing. Community policing focuses on putting the public as the frontiers in the plans, programs and policies meant to reduce and prevent crime. This capacity building programs exist but still the police continue to show increase in crimes in Emgwen (NPS: 2023). However the previous researches have not provided for effective ways, plans and programs that can fully implement community policing in Emgwen Sub-County. This research therefore focused on the dimensions of CP in Emgwen in order to provide a clear understanding and effective implementation of the same. Members of the community will also get a clear understanding of their roles, expectations, efforts and achievements from the findings of this study thus making the NKI a success. According to Nganju, T. G. (2015), Emergence and increase in crime rates has elicited a lot of concerns to many Kenyans especially those in charge of ensuring public safety. Effects of crime are huge on social, economic and political life. Although CP was adopted in Emgwen Sub County to put together all the stakeholders to prevent and stop criminal activities and community unrest, crime rates increase still remain a headache to the same stakeholders. The results of this research will therefore play an important role to the stakeholders in ensuring that security and social order is maintained and crimes prevented. The findings will also help policy makers, policy strategists and implementers to enhance their capabilities in policy formulation and implementation for the success of Nyumba Kumi Policing Initiative. Law making bodies mandated such as the Kenyan Parliaments, County Assemblies and the Cabinet will also get important information from this research findings on the prevailing gaps and challenges thus formulate new security policies to address the concerns in the research study. Academic scholars, patriotic citizens, Non- Governmental Organizations and community level organizations will also make use of the research findings to get more knowledge on NKI in terms of enhancing community policing. 13 1.7 Significance of the Study The whole world regards CP as a major significant and the most effective development strategy for preventing crimes in the recent world. This concept builds the Kenyan Nyumba Kumi Initiative, thus studying CP in details and its implementation contributes to providing strategies of dealing with crimes through implementation of CP (Mulugeta, E & Mekuriaw, D. 2017 P4). The information gathered will help Governments of Kenya and other nations to assess the achievements of Nyumba Kumi policing initiative in solving the prevailing insecurities. This will be attained through analysis of how the Nyumba Kumi initiative is significantly bringing order and peace in the country. The government may use the information from the study to formulate control strategies, policies and planning towards implementation of NKI strategy of CP. The study will benefit the police, security agencies and other security stakeholders as they will be aware of how effective Nyumba Kumi initiative is and outline areas that need more policing efforts. The local community will also benefit from this study as the local citizens will know their expected roles and contributions in community policing initiative towards having an improved security. The findings of this study will provide a clear state of the level of CP awareness to both the police and the local communities. This study has provided more information on the progress and state of community policing and prevention of crime in Emgwen Sub County communities. NKI is a young emerging strategy in Kenya and therefore has scanty literature. This study has more literature on CP which will be used as future reference resources in researches on implementation strategies, dimensions and success of NKI and crime prevention in Kenyan communities. 14 1.8 Scope of the Study This study was done in Emgwen Sub County (formerly known as Nandi Central District) in Nandi County, Kenya. The study mainly looked at the community policing and crime prevention in Emgwen Sub County. This study examined how effective community policing was in preventing crime in the area. The study sought to establish why there was still prevalence of criminal activities despite there being working community policing strategies by specifically confining the study to: whether the community partnership was effective in crime prevention in different locations of Emgwen Sub County; the perception and attitudes of the police and the local residents towards CP in preventing crimes; and community capacity building in community policing in preventing crime in Emgwen Sub County. The study was done in the between December 2023 to April 2024. The study population included the assistant commissioner, the OCSs, police officers, chiefs, assistant chiefs, village elders, nyumba-kumi agents and adult population. The key informers were the police officers commanding stations, the chiefs, the assistant chiefs and the assistant county commissioner. The chiefs were found in the 4 locations in the Sub County. The police officers are stationed in the four police stations; Kapsabet Police Station, Nandi Hills Police Station, Kaimosi Police Station and Kilibwoni Police Station. Data was collected by conducting interviews on the key respondents and through the administration of questionnaires to the police officers, villager elders, Nyumba Kumi agents and adult residents. The respondents were sampled from all the wards, police stations, chief camps, assistant chiefs’ offices and villages in Emgwen Sub County. 1.9 Limitations of the Study The limitations of a study are the natural challenges which influence research studies negatively which must be overcome and controlled by the researcher (Mugenda and Mugenda, 2003). The 15 researcher had a challenge of collecting data due to the fact that the researcher had no control on the attitudes of respondents during the study because they may fear victimization. Some respondents were unwilling to share information related to crimes while others might have even given wrong, inaccurate or false responses. Some respondents were reluctant to give out required information which required the researcher to assure them of their privacy and confidentiality by obtaining their consent before carrying out the research. Most residents in Emgwen Sub County are Nandi speaking and therefore there was a challenge of a barrier of communication. The researcher had to use the services of an interpreter in order to overcome this. The area of study is a vast region characterized with many hills, rivers, valleys, forests and unmaintained muddy roads which made the study to take longer to collect the data. To overcome these obstacles, the researcher sampled out easily accessible areas during a pilot study in Emgwen Sub county. 1.10 Delimitations of the Study This study took place within Emgwen Sub County with the main focus being on the community policing initiative and crime prevention. The variables of interest were community-police partnership, perception and attitude of local residents and the police arm; and Capacity Building of the Community. The assistant commissioner, the 3 OCSs, 86 police officers, the 4 chiefs, the 12 assistant chiefs, 45 village elders, 92 nyumba kumi agents and 1 367 adult population formed the target study population with a sample size of 320. The study mainly used administration of questionnaires and interviews as data collection instruments. 1.11 Assumptions of the Study This study assumed that Emgwen Sub-county has the best sample that provided true data willingly without the fear of being victimized. The researcher assumed that the respondents were a representation of the whole population hence met the threshold for generalization and conclusion about the entire population. The study assumed that the interpreter used gave accurate translations 16 without biasness. The study assumed that all the areas of study were accessible. Lastly, the researcher assumed that the respondents provided true, exact and accurate information to the researcher without fear of being victimized by the criminals and the administration. 1.12 Operational Definition of Key Terms Capacity Building – it’s the state whereby the local community members and security agencies are equipped with the needed resources, skills and knowledge for use in active performance and participation in community policing Chief – an administrator in charge of a location Collective Efficacy – it is the condition and state whereby an individual or a community has the ability to prevent or reduce crimes in an area. Community Partnership – this involves the collaboration, cooperation and participation by the whole members of the community with the police and other law agencies to prevent and reduce crimes Community policing - this is a security measure which requires members of the public to voluntarily participate in preventing and reducing crime County – it is an administrative unit above a sub-county headed by a governor e.g. Nandi and Nairobi Crime prevention: - this is the identification and eliminating intended prior crimes from happening such as alerting the police of any suspicion. Implementation - This is the execution of a programme or measure to solve a problem 17 Location - an administrative unit below a sub-county headed by a chief such as Kapkangani and Kapsabet Nyumba Kumi – this is a CP strategy based at the household level or members of village clusters. Perception – this is conception of an idea Security –it involves the state of having the protection and safety of oneself, community or property from dangerous attacks and loss. Stakeholder – this is an individual with a similar interest in a certain issue or matter. Sub- County – it is an administrative unit below a county and above a location. Many sub counties form a county e.g. Emgwen 18 CHAPTER TWO LITERATURE REVIEW 2.1. Introduction The review of both the theoretical and empirical literature, conceptual framework and the research gaps have been presented in this chapter. 2.2. Empirical Literature 1.1.5 Effectiveness of Community Partnership with Police The view on the capacity of the community to prevent crimes can be realized through social relations has been seen as not effective and failure because the poor neighborhoods and the local residents are strongly connected through the relationship of blood. This connection or linkage has failed to provide for the control of crimes and disorders. There is no trust and willingness of the members of the community to share important criminal information hence not easy to reduce or prevent crimes (Morenoff, Sampson, & Raudenbush, 2001). Community policing as a philosophy promotes utilization of partnerships between community and police with an aim of suppressing criminal environments that give opportunities to the occurrence of insecurities like fear, crime and social disorder. Community policing aims at pushing the public to be at the front line in formulating the programs, plans and policies that will prevent crime (Weisburd and Eck 2004). The strong trust that exists between the communities and police have shown relevance in maintaining order and safety in respective communities. The police majorly need the support, willingness and partnering of the public to get information on crimes in order to prevent and reduce crimes. Community policing focuses on how best a community can participate in prevention and 19 reduction of crimes as opposed to the traditional policing which focused more on the police as the only ones to prevent and reduce crimes (Skogan and Frydl 2004). Police-community partnership is founded on establishment and maintenance of a mutual trust. For example, in the past during a crime, the police would beg the citizen to provide information to assist in investigation. But with the current CP, the police have become part of the community which makes it easier for the police to get information that helps identify and prevent crimes, help the crime victims and solve domestic/community conflicts. There exist many objective community policing programs in the world. The objective of such relationships is meant to enhance communication between police and the local citizens. All the established community policing programs aim at establishing and maintaining fruitful working relationships and coordination between the police and the public with the intention of reducing and preventing crime (Wehrman & DeAngelis, 2011, p.50-51). Skogan (2006) states that police have emphasized the community partnership in the developed English speaking countries since the early 1980s. He therefore gives emphasis on the same as a key remedy for reducing and preventing crime within a community. He advocates for the police-public consultation on how to develop responses and mobilise resources to prevent and reduce crimes. The communities should involve and incorporate the police services if CP is to be fully achieved. CP should involve identification of security issues and needs of a community and be channeled to the police for appropriate measures to be taken. Successful police-community partnership relies strongly on trust-based relationships between officers and civilians. CP is being seen by the law enforcement agents, governments and scholars as the most effective way of resolving tensions between the police and community members towards reducing crimes. Police-community relation has been neglected by the world in combating crimes. For effective-efficient efforts in preventing crimes, many law enforcement entities have established 20 collaborative partnerships with the communities. Such relationships and partnerships have facilitated trust between the police and community members (Kearns, 2017). Police partnerships with business operators, social service providers, leaders of the community, healthcare providers and more community members form part of the police-community partnership required for prevention and reduction crimes. These has never been given more emphasis in the past and hence the need for initiation of Nyumba Kumi Initiative in Kenya. Citizens need to provide the information on crimes in their neighborhoods to the police and also help in providing possible solutions. These collaborations are important and beneficial in reducing and preventing crime. Sharing of information between the police, security agencies and the locals has greatly helped in the management of security issues in the many areas. Information sharing has enables easy circulation of important information among all members of a community. However, lack of transparency and confidentiality a time limit implementation of NKI (Nicholas & Muna, 2021). The community has a major role in the quest to prevent and reduce crimes. This role builds the confidence between public and police through bringing together the civil society, the law enforcers, and local people to promote neighborhood security for safe environments hence reducing and suppressing crime rates. All the above studies affirm that community members and the police need to partner in order to help reduce crimes. However, the studies did not investigate whether the public-police partnership played the intended role of reducing and prevention of crimes hence the need by the researcher to determine its effectiveness through a case study in Emgwen Sub County. 1.1.6 Perception and Attitude of the Local Residents and Police Officers The success or failure of any idea or theory depends on the attitude and perception of those involved. The achievement of the goals and objectives of NKI largely depends on the perception and the attitude of the police and community members. According to Cordner, the way in which the police enforce law mostly impact a negative feeling of interaction from the local residents. The 21 police should therefore act in a manner that will attract a positive interaction with the community members. Creating a positive interaction environment with the members of the community yields more benefits such as enhanced community-police trust, familiarity of the issues affecting the community and the police being provided with the information about criminal activities taking place within the community. This helps in reducing and preventing crimes (Cordner, 2010). The use of traditional methods such as community patrols and rapid responses did not actually reduce crime but brought uneasiness, fear and tension. The police units should ensure they understand the community very well through developing positive attitudes with the residents; being close and available to the community so that they can willingly reveal to the police criminal actions; and police be able to provide solutions to all issues affecting the community. When there are positive community perceptions of the local community members and the police, there is reduced levels of crimes (Sherman and Eck, 2002). The police largely depend on the information from the public in order to act and provide solutions the existing problems. However, this has become a big challenge because most citizens do not want to involve the police in their daily businesses because of mistrust and misconception about the police. They instead wish to have familiar people to handle their issues and problems. The police and public attitude on CP has a significant role towards implementing the Nyumba Kumi Initiative. The NKI focuses on community security meetings, monitored neighborhoods, citizen advisory boards, house to house visits and foot patrols. These programs make the local citizens feel satisfied with police force which develops a positive perception and attitude towards sharing of information about criminal and security with the police. The makes the people feel more satisfied and comfortable interacting with the police through developing strong mutual trust with the police and feel the police care about their security and safety issues thereby sharing information on crimes (Wazed and Akhtar, 2015). 22 According to Kenya Police (2014), community members need to volunteer and cooperate with the police hand in hand in giving out information about suspected criminal activities in achieving the goals of community policing in Kenya. Community members should also help the victims of crime through counselling. The police also require the citizens to understand that security begins with one-self. The above literature focused on the public and the police participating in the control, prevention and reduction of crimes. The studies encouraged members of the community to voluntarily give information concerning crimes. However, the contexts do not look at the attitude and perception of the stakeholders who include the police and the community members towards implementation of community policing measures. This might be the reason why crimes continue to thrive despite there being community policing in Kenya. This prompted the researched to conduct a study on the same in Emgwen to analyse how the reception of the community policing is among the public and the police. 1.1.7 Effectiveness of Community Capacity Building. Capacity building is the process of capacity development by which community members or organizations are equipped with resources such as skills, tools, knowledge and equipment to become competent. This will make the community to achieve the goal of reduced crimes and also preventing crimes from happening. Generally, CP calls for active community involvement and participation in economic and social growth of the community in managing their neighborhood safety. Capacity building for a successful CP requires that the community and security agencies be equipped with adequate skills, infrastructure and appropriate equipment (Potter et al., 2014). Skogan (2006) argues that policing needs the immediate community to actively involve itself in enforcing the law so as to be part of order maintenance. When the community members are empowered to actively participate in CP measures it becomes easier to identify and solve issues 23 affecting the community, address fear of crimes and increase visibility of the police thus increasing the trust in police in maintenance of peace and order (Nyaura & Ngugi, 2014). The research by Nyaura and Ngugi (2014) did not investigate if the empowerment of the community did help to reduce and prevent crime. Decentralization of community policing strategies to grassroots level should be emphasized in order allow the locals to own the decision making process. Barley cites examples such as: commercial and business people create their own security forces or hire private security personnel to protect them and their properties. He explains why the residential areas in the community have their own security systems that monitor security in their premises. He also looks at the essence why organizations such as banks, supermarkets and big companies hire private security personnel to protect their entities. He also examines why the citizens who are not paid volunteer to assist in prevention of crime through providing the police with important security information. He therefore indicates the need for an empowered community through CCB to prevent and stop crimes by themselves (Bayley, 1994). However, Bayley did not tell us whether the CCB of the community members was effective in prevention of crimes. Currently, we can identify many community policing initiatives and practices around the world. CP is seen as both a philosophical strategy and operational strategy. According to Friedman (2013, p. 292) community policing is a strategy and also a policy that aims at achieving an efficient and effective control of crime, reduce fear of criminal occurrences, improve the quality of people’s life, improve police service to humanity in a proactive manner by using community resources to suppress crime causing environments. In the literature of Makini and Marenen (2017) community policing involves many styles such as reassurance policing, intelligence based policing, problem-solving policing, and community-based policing, having regular patrols and holding consultative meetings. They further emphasize that 24 CCB can also be strengthened by providing more resources to the community members which will increase their social control within the community thus preventing and reducing crimes. According to Brunton-Smith and Bullock (2019), community groups and organisations take center stage in solving many of the problems existing in most communities. When community organizations have the capacity to work together effectively, a sustainable safe community is achieved because of existing problem solving techniques and cooperation between the community members and the police. The researchers argued that the resources that gave the community the capacity to fight crimes were necessary but they did not prove whether that capacity building was effective. This made the researct to conduct a study and ascertain whether the community capacity building was effective in preventing and reducing crimes in Emgwen Sub County, Kenya. 2.3. The Theoretical Review of the Study A theory may be described as a set of proven conclusions, constructs, propositions and definitions that systematically explains the relationship between a given phenomenon and given variables with the main intention of explaining the phenomenon in details. Community policing has had a theoretical perspective. Theories have been put in place by a number of scholars to explain designs, implementation and constraints of CP. The study used the theories of Broken Windows and Collective Efficacy to explain CP and crime prevention in Emgwen Sub-County, Nandi County, Kenya. 2.3.1 The Broken Windows Theory This theory was put forward by in 1982 by Kelling and Wilson to examine disorganization by stating that disorders lead to criminal acts that need to be stopped as soon as they emerge to avoid them spreading to other areas. The theory holds that if one of the windows in a house is destroyed and is left not repaired, after some time the other windows will also break. This idea of one 25 damaged window remaining unattended to is an indication that no one around the building cares and soon other windows will also break and that no serious action will be taken. In relation to community policing, this theory points out that disorders and crimes relate and that the police should focus on the disorders that bring about crimes which affect the quality of life in the neighboring communities (Wilson & Kelling, 1982). They argued that disorders are the sources of crimes and that the resultant fear of crimes weakens the social cohesion among residents of a single community. They further state that if a given area has unattended to disorders, it will attract other forms of disorder. Kelling and Wilson state that when small crimes are allowed in the society they create high disorder levels which may lead to larger crimes and more violence. This theory puts more emphasis on promoting social cohesion together with community participation in elimination of social and physical identifiable signs of crimes in the neighborhoods. Therefore, the police and other security organs should work closely and in harmony with the community in order to eliminate any signs of insecurity and criminal intentions in the community in order to prevent crime (Wilson & Kelling, 1982). This theory was tested in a study by Skogan (2006). In his study, Skogan used statistical models to highlight the existing connection between disorders and robbery incidences at the neighborhood levels in a given community. In 1990, Sampson together with Raudenbush re-examined this theory and concluded that disorder does not cause crime but instead disorder and crime result from low collective efficacy. This theory generalizes that social and physical disorders lead to a breakdown of social control creating a crime prone environment. This theory, therefore, calls for immediate prevention of a crime in a community so as to avoid other crimes and this can only be done successfully through nyumba kumi strategy. With regard to this theory, the GoK introduced nyumba kumi initiative as a way of dealing with disorder with an aim to preventing criminal activities in Kenyan communities (Wilcox & Cullen, 2010). 26 This theory was used to analyse the effectiveness of police-community partnership and the capacity building of the members of Emgwen community with regard to addressing the broken windows which relates to minor offences in order to prevent other major offences. 2.3.2 Theory of Collective Efficacy Another theory for analyzing community policing and crime for this study is the theory of Collective efficacy which posits that unity, cohesion and willingness of community members potentially decrease crimes. The theory of Wilson and Kelling in 1982 hypothesized that disorder results to a high degree of influence in the decline of community relations and contributes to increase in crime rates in a neighborhood. Broken windows theory translated to a no-tolerance approach in practice by stating that cracking down on minor crime will reduce major crime. Braga, Welsh, and Schnell (2015) also found out that the literature beyond broken windows policing have no strong association with reduced crime. They suggested that other security innovations like community policing and patrols have played a big role in reducing crimes. The Sampson’s Theory of Collective Efficacy states that strength of communal cohesion and willingness to participate in CP will reduce and prevent crimes in their area. The theory emphasizes that collective efficacy is dependent on social and structural characteristics of the community to explain crime rates. The study by Sampson hypothesized that varying levels of collective efficacy among different communities accounted for the variations in levels of crime. The authors further established that communities were negatively impacted by concentrated economic and social disadvantages such as low job opportunities, poor quality of policing, and high crime but were positively impacted by residential stability. The ability of community members to control disorders is important in maintaining order within the community. The neighborhood-level concept ensures 27 members of the community assume ownership and create a sense of community agency for the betterment of their local community (Uchida, Swatt, Solomon, & Varano, 2014). The description of this theory describes the individual’s capacity to act for their community due to mutual goals, interests, and values as well as existence of trust among community members. Lack of this individual capacity brings about community impotence which can be harmful to minority communities with high rates of crime (Petrosino & Pace, 2015). Sampson put more emphasis on the willingness of residents to partner with the community for building a lasting mutual trust and strong unity in preventing crimes within the community. Existence of fear and distrust brings out informal social control which impacts negatively on collective efficacy. High residential mobility rate caused demographic changes weaken a community’s collective efficacy. Race and class segregation leads to a further decrease in collective social control because it increases social isolation of low-income residents, single parents, and other minorities (Sampson, 2004). Collective efficacy was used in this study to support CP and prevention of crime in Emgwen Sub- county. Collective efficacy extends CP beyond the community members to include police agencies in the community on building strong relationships with the main aim of curbing crime rates. This theory was of great benefit to this study by helping in analysis of the attitudes and perceptions of the community and the police towards implementation of NKI and crime prevention in Emgwen Sub County. 28 2.4. The Conceptual framework Independent Variables Intervening Variable Dependent Variable Figure 1: Conceptual Framework Source: Research Data (2024) Community Capacity Building • Forms of Capacity Building • Socio-economic development of the Community • Decentralized community policies and strategies • Civic education/ empowerment Perception and attitudes of residents and police officers • Mutual trust • Police-Community Interaction • Information confidentiality • Police response Community Partnership with the Police • Mutual relationship • Sharing Information • Consultation and collaboration • Proper communication • Confidence and trust Crime Prevention • Reduced crime rates • Mutual trust and cooperation • Positive police- community relations Government Policies • Resources • Public awareness and empowerment • Police Patrols 29 Figure 1 above shows the conceptualization of how dependent variables and the independent variables are related in the study. The conceptual framework employed by the study of CP and crime prevention in Emgwen Sub-county in Kenya. The conceptual framework is based on the theories of Broken Window and the theory of Collective Efficacy. The independent variables conceptualized were the following: community partnership with police; attitudes and perception and of the police and the local residents; and community capacity building. The intervening variables were policies and legal framework of community policing. These interventions contributed in measuring the failure or success of community policing. The dependent variable was crime prevention which was seen as achieved through many results such as reduced crimes, mutual cooperation, and positive relationship public-police relationship. . 2.5. Research Gaps According to Mwangi (2012), one of the aims why the NKI was introduced in Kenya was to improve the partnership relationship between the police and community in order to reduce and prevent crimes by introducing problem-solving approaches. Mwangi emphasizes that community members should be in the forefront to identify and report crimes; and to, arrest and reform criminals because most crimes take place within the community. With all this in place, prevention of crimes still remins a big challenge in Kenya including Emgwen Sub-county in Nandi County. Crime continues to raise in Emgwen Sub County as per the 2014 report of the Kenya Police. The Sub County has put forward good policing measures but crime rates remain high. The gaps needed to be effectively dealt with are the effectiveness of community policing in preventing crimes; attitudes and perception of the police and public towards CP; and the effectiveness of Capacity Building of the Community in Crime Prevention Wanjohi (2014) ascertains the existence of positive cooperation and partnership between the police and the community towards crime prevention. However the researcher did not focus on its 30 effectiveness in crime control and prevention. This study therefore focused on the effectiveness of community partnership with the police towards crime prevention. According to Barasa (2016), most citizens get to know more about CP through public meetings and since these meetings rarely happen most of them are not aware of CP as a measure to curb crime rates. The researcher did not study the effectiveness of capicty building of the community towards crime prevention. This study therefore focused on the effectiveness of CCB in Crime prevention in Emgwen. 31 CHAPTER THREE RESEARCH DESIGN AND METHODOLOGY 3.1.Introduction This chapter describes the research methodology, research design, the area of study, the target population, sample size, sampling techniques, how data was collected, analysed and presented; and the ethical issues. 3.2.Research Methodology According to Creswell (2014), a research methodology involves the procedures for collecting and analyzing statistical data. The researcher mainly used interviews and questionnaires as the main quantitative methods. The researcher also conducted book and written-document review as a qualitative method of collecting data. 3.3.Research Design According Maykut (2003), a research design is a blue-print that deals with four main concerns of a research which include: the research questions, the collection of the relevant data, data analysis and the adopted research design. A descriptive type of research design was employed in studying the dimensions of CP and crime prevention in Emgwen. 3.4.Study Area This study was conducted in Emgwen Sub County (formerly part of Nandi Central District) in Nandi County, Kenya. Emgwen Sub unit boarders Chesumei to the North, Kakamega North to the West, and Nandi South to the South. It has four wards, namely: Kapkangani Ward, Kilibwoni Ward, Chepkumia Ward and Kapsabet Ward. The wards are governed by an elected Member of County Assembly (MCA) while at the same time the wards form a location which is headed by a chief. The 32 location has 12 sub sections called sub locations that are headed by assistant chiefs who report to the chief. It lies on 368.4 sq. Km of land with a population of not less than 158, 952 persons (KNBS, 2019). Population distribution per location is shown in table 1. Table 1: Emgwen Sub County Population LOCATION POPULATION Chepkumia 21, 283 Kapkangani 23, 994 Kapsabet 64, 830 Kilibwoni 48, 845 TOTAL 158, 952 Source: Kenya National Bureau of Statistics (2019) 3.5.Target Population Population is described as a group of objects, individuals or phenomena that have observable and common identifiable characteristics from which a researcher wants to form a general conclusion about a population under a study (Mugenda and Mugenda, 2003). In this case study of Emgwen, the target population comprised of the assistant commissioner, the 3 OCSs, 86 police officers distributed in the 3 police stations, the 4 chiefs, the 12 assistant chiefs, 45 village elders, 92 nyumba kumi agents and 1 367 households distributed among the 45 villages. 33 Table 2: Target Population THE RESPONDENTS TARGET POPULATION Assistant County Commissioner 1 Officers Commanding Stations 3 Chiefs 4 Assistant Chiefs 12 Village Elders 45 Police Officers 86 Nyumba Kumi Agents 92 Households 1 367 TOTAL 1 600 Source: Office of the Assistant County Commissioner, Emgwen Sub County 3.6.Sample Size and Sampling Technique A sample size includes a fraction of the population chosen for a study, survey or experiment while sampling involves the processes of collecting the sample for purposes of studying it to represent the whole population (Cooper & Schindler, 2011). When using any sample size, we must consider a sampling error because you can never be 100% sure that your statistics are a complete and accurate representation of the whole population. The researcher used Taro Yamane’s Formula (Yamane, 1973). This formula has a 95% confidence level. The Yamane’s formula ensures calculation of an ideal sample size gives a desired margin of error of the population. Yamane’s formula is given by: 𝑛 = 𝑁 1+𝑁(𝑒2) where; n -is the needed sample size, e -is the desired sampling error (i.e. margin error), N -is the population under study. For this case study, we have: 34 𝒏 = 𝟏𝟔𝟎𝟎 𝟏 + 𝟏𝟔𝟎𝟎(𝟎. 𝟎𝟓𝟐) = 𝟑𝟐𝟎 The assistant commissioner, the police officers commanding stations, the chiefs and the assistant chiefs formed a sub-sample of key informants. The remaining law enforcement agents were sampled using 10% of their number according to Mugenda and Mugenda (2003) while the remaining number was topped up by selecting 3 adults were randomly sampled from each of the existing 92 nyumba kumi clusters. Table 3: Sampling Frame RESPONDENTS SAMPLE SIZE PERCENTAGE Assistant County Commissioner 1 0.31 Officers Commanding Stations 3 0.94 Chiefs 4 1.25 Assistant Chiefs 12 3.75 Village Elders 4.5 = 5 1.56 Police Officers 8.6 = 9 2.81 Nyumba Kumi Agents 9.2 = 10 3.13 Adult population 92×3 =276 86.25 TOTAL 320 100 Source: Research Data (2024) 3.7.Data Collection Instruments According to Mohajan (2018), research instruments include all the methods that were used to collect information and data from the target sample during the study. Structured interview guides and questionnaires were used in collection of primary data. The questionnaires were composed of both closed and open ended questions. According to Mugenda and Mugenda (2003), closed ended questions should have listed choice of required responses to be selected by the respondents hence considered to be easier to use, analyse and therefore more economical to use as it saves time and money. Secondary data was collected through desktop and review of the available books on 35 community policing in countries like USA, China, Britain, New Zealand, Tanzania, Uganda and Kenya. 3.8.Pilot of the Research Instruments The research was proceeded by a pilot of the research instruments. A pilot of study instruments is an important step for the success of any research. It is meant to check the validity and reliability of the research instrument to be used in the study (Ronald, 2017). According to Cooper & Schilder (2014), a good study has to have a percentage of 5-10% of the sample undergoing pilot study test. This study used 5% of the sample size for the piloting of the study instruments. This study did not use the respondents used in pilot studying in collection data. 3.8.1 The Validity of Research Instrument Validity involves the processes of determining whether the instrument in use is measuring what is meant to and performs as designed. Validity is about the accuracy of a measure. This is meant to confirm whether the questionnaires assess their anticipated tasks or how true the findings of the study are (Golafshani, 2003). The researcher used Lawshe’s formula below to determine the content validity. Where; CVR- Content validity Ratio ne- The Number of rating an item is marked as “essential” N-Total number of respondents of the questionnaire 36 3.8.2 The Reliability of Research Instrument This research employed the Cronbach's Rule of Thumb to establish whether the questionnaires were reliable. Reliability refers to consistency of a measure. That is, when data is re-collected over time using the same process and tools, the results are the same throughout. Golafshani (2003) suggests that Cronbach’s Alpha need to be at least 0.7 indicating the instrument is adequate. The formula below is used to get coefficient alpha: 𝛼 = ( 𝑁 𝑁−1 ) (1 − ∑ 𝜎𝑖 2 𝜎2 ) Where: 𝛼 is coefficient alpha N is the number of items, 𝜎𝑖 is the variance of one item, ∑ 𝜎𝑖 2 is the sum of variances of all items, and 𝜎2 is the variance of the total test scores. Rule of Thumb for Cronbach’s Alpha Cronbach’s Alpha Results for the rule of thumb interpretation is shown in the dichotomous or Likert scale below: Table 4: Cronbach's Alpha Likert Scale Source: https://www.statisticshowto.com/wp-content/uploads/2014/12/CA2.png https://www.statisticshowto.com/wp-content/uploads/2014/12/CA2.png https://www.statisticshowto.com/wp-content/uploads/2014/12/CA2.png 37 3.9.Data Collection Procedures Prior to data collection, an introductory letter from Mount Kenya University was acquired and used as a key introduction to respondents during administration of questionnaires and interviews. The letter explains the reason and intention of the study, the need for the respondents’ responses, the authorization office of the study, and a confidentiality statement. This introduction letter was accompanied the questionnaires during distribution. The questionnaires were circulated directly to the selected respondents and collected back after three days. Structured interviews were administered to the Assistant County Commissioner, OCSs, chiefs and the assistant chiefs at a maximum of two respondents a day excluding weekends. Collection of data took place from December 2023 up to April 2024. 3.10. Data Analysis Methods According to Tromp and Kombo (2006), analysis of data involves the in-depth examining of data collected to make conclusions and inferences. Data analysis involves categorizing, arranging, manipulating, and summarizing data to answer research questions. The aim of data analysis is to reduce the large volume data collected to an intelligible and interpretable state so as to answer research problems. Generally, data analysis is the process of making sense of the collected information. The quantitative data was coded and analysed by use of a software called Statistical package for Social Science (SPSS) and Microsoft Excel. Descriptive statistics of calculation of percentages, mean and standard deviation were used to give the research summary. This study also used the Pearson Correlation and Regression Analysis to check the level of effectiveness of community participation in implementing the NKI towards crime prevention. According Burnard et al., (2008) the analysis of qualitative data used both deductive and inductive approaches. Deductive approaches used involved the use of a structured or predetermined theory to 38 analyse the collected data while the inductive approaches involved analysing the data with little or no predetermined framework. Inductive analysis used the actual data collected to the framework and the structure to be used for analysis. Inductive analysis is the most suitable because little or none in known about the study. However, being so comprehensive it is time-consuming. Analysis of qualitative data involved data reduction, data display and drawing conclusion. The qualitative data collected was typed into text and analysed by content analysis, narrative analysis, conversation analysis, thematic analysis and semantic interpretation. The data in form of descriptive notes such as the data that was observed was converted into written notes and categorized into the major issues that were identified based on themes and sub-themes (Stake, 2010). After grouping of the data into themes and sub themes, the major themes were then sorted and coded to make further sense from it. This involved reducing the large chunk data in to small and manageable descriptive themes (Merriam, 2014) 3.11. Data Presentation The quantitative data that was collected was presented by use of tables, charts, line and bar graphs. Qualitative data are items or information in verbal forms with theoretical significance. They were presented in summary notes according to the themes in the research questions. The researcher wrote a report of the findings as a presentation. The report has all the details of all the findings in chapters as identified in the objectives of the study (Burnard et al., 2008). 3.12. Ethical Issues Wallen (1993) refers to ethical issues in a given research as the regulations and guidelines to be observed during a study to avoid conflicts. The investigator obtained permission from all relevant authorities before carrying out a research study. The data from the respondents was given a lot of confidentiality. The researcher ensured the participants’ confidentiality of the information they gave 39 by making it unavailable to those not involved directly in the study. All research literature used in the study was acknowledged through proper referencing to avoid plagiarism. The principle of voluntary participation was highly considered such that respondents were not coerced into participating in research. The respondents were briefly informed of the research so as to provide their consent for data collection to take place. 40 CHAPTER FOUR RESEARCH DATA ANALYSIS, INTERPRETATION AND PRESENTATION 4.1 Introduction This chapter presents the research findings, analysis, presentation and discussion of the research findings with regard to the objective of the research. The research involved respondents who were adult women and men who were affected mostly by various crimes in Emgwen Sub-County, Nandi County. The results were analysed into percentages, mean and standard deviations. The interpreted findings and results are presented in tables, charts and graphs. 4.2 Response Rate 300 questionnaires were given out to respondents but only 270 responded positively which represents a positive a response rate of 90 %. This response rate is good because it is more than three quarters of all the respondents. All the 20 key informers were interviewed. 4.3 Demographic Characteristics of the Respondents Based on the questionnaire and interview guide used during the study, the demographic information of the respondents was gathered which include gender, age, marital status, education level, employment status and length of stay in Emgwen. 4.3.1 Gender Distribution of the Respondents The researcher inquired the gender of the respondents and how they were distributed across Emgwen Sub County. The summary information of the respondents by gender is given in Table 5 below. 41 Table 5: Gender Distribution of the Respondents Questionnaires Interviews Gender Number Percentage Number Percentage Male 160 59.3% 12 60% Female 98 36.3% 8 40% Unstated 12 4.4% 0 0 TOTAL 270 100% 20 100% Source: Research Data (2024) As tabled in Table 5 above, majority of the respondents were male at 59.3% for those that filled the questionnaire and 60% that were interviewed while the female were low at 36.3% and 40% for those that undertook the questionnaires and interviews respectively. This is a likely indicator that measures and matters of community policing are majorly taken care of and dominated by the males. The most probable reason for this gender disparity in CP could be attributed to the traditional gender role of the men being the role provider of security and protector of the community making the women to be less concerned with matters of their security. This finding implies that there is need for women to be more enlightened and empowered in community policing just as the males. This would make more women to be involved in maintaining the security of the community by being part of community policing frontiers. As per the findings 4.4% of the respondents found it not necessary to state their gender. This could mean that some members of the community have not being informed of their roles as either men or women hence the likely undeclared gender. 42 4.3.2 Age Distribution of the Respondent